KYC Compliance Manager M/F
CA Indosuez (Switzerland) SA, Hong Kong Branch
Two Pacific Place
1天前
source : GROUPE CRÉDIT AGRICOLE

Entity

About Indosuez Wealth Management in Asia

Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore.

From these two locations, branches of

CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.

Business type

Types of Jobs - Compliance / Financial Security

Job summary

Outline of the Position :

Handle the KYC review of the new private banking clients and other issues related to the client onboarding

Key Responsibilities :

  • Handle all matters fallen under new client onboarding compliance matters (including KYC / Client Due Diligence ( CDD’) / Client Risk Assessment ( CRA’) reviews) of the CA Indosuez (Switzerland) SA, Hong Kong Branch;
  • Perform account opening KYC / CDD / CRA review with respect to the regulatory and internal requirements;
  • Manage and handle requests received regulators;
  • Advise front office staff on enquiries and issues arising from client onboarding;
  • Manage and validate client’s source of wealth, corroboration of wealth, name screening results, client risk assessment as the bank’s 2nd line of defence to ensure the bank’s compliance with the applicable regulatory and internal requirements;
  • Coordinate and present cases in appropriate client approval committee meetings (including Asia Relationship Initiation Committee, PEP Committee), and obtain comments / approval from relevant stakeholders in the client account approval process;
  • Prepare meeting minutes after PEP meetings;
  • Ensure KYC / AML deliverables are met;
  • Develop, maintain, review and enhance the bank’s process, policies and procedures as well as its internal controls to ensure the bank’s client onboarding activities are in compliance with the latest regulatory and internal requirements;
  • Monitor and report the performance of the onboarding team to management regularly;
  • Manage and handle ad-hoc compliance projects;
  • Manage and handle staff enquiries on internal policies and procedures, and compliance issues; and
  • Conduct compliance training to staff on KYC Compliance / client onboarding topics.
  • City

    29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong

    Minimal education level

    Bachelor Degree / BSc Degree or equivalent

    Academic qualification / Speciality

    Degree in Business or related discipline

    Level of minimal experience

    Experience

    At least 5 years relevant experience in KYC / CDD, preferably in private banking

    Required skills

  • Independent, self-motivated and ability to adapt in a team environment;
  • Excellent time management and organization skills

    Technical skills required

    Ability to identify AML risks and demonstrate a solid grasp of AML / KYC policy

    Languages

  • Strong spoken and written English communication skills;
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