Senior Officer to Manager, Business Support, Custody Services Department
Industrial and Commercial Bank of China (Asia) Limited
Hong Kong
4天前
source : eFinancialCareers Ltd.

Senior Officer to Manager, Business Support, Custody Services Department Job Responsibilities

  • Review and comment fund administration / custodian agreements, funds offering documents and clients' KYC and CDD documents
  • Coordinate with fund managers and internal teams to finalize fund documents, fund administration / custodian agreements and related OM within prescribed timeframe
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review / control testing in relation to the trustee / fund administration business in accordance with internal policies and applicable regulations.
  • Client onboarding management
  • Identify breaches, risks and other matters and provide advice to internal parties and / or clients on matters in fiduciary aspects for rectification / escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Other Compliance related issues
  • Job Requirements

  • University graduate in Law / Business / Economics / Compliance / CPA
  • At least 2 years of related working experience
  • Experience in reviewing KYC documents preferred
  • Good knowledge in private fund, custodian services or SFC authorized funds
  • Good understanding of SFC authorized funds regulations and Cayman funds regulations
  • Job-ID : 571104010 XkmlGf20NkthdnxZ Datum der Veröffentlichung : 20 Jan 22

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