Operational Risk Controller
BNP Paribas Corporate & Institutional Banking
Hong Kong

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860.

Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs.

It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.

Worldwide, BNP Paribas has a presence in 68 markets with more than 193,000 employees. It has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.

Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.

  • excluding partnerships
  • BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients.

    We offer competitive salary and benefits, as well as a working environment where you’re valued as part of the team.

    https : / / careers.apac.bnpparibas /

    Position Purpose

    Within the Asia Pacific CIB IT & Operations organization, the Regional OPC (Operational Permanent Control) team for Global Markets & ALMT Operations is under the management of the Head of Conduct & Controls and works in close relationship with the Operations teams.

    His / her main responsibilities is to implement the operational risk management framework and monitor the operational risk related to Global Markets & ALMT Operations.

    Hence, he / she will analyse control results (Ops, OPC, LoD2, LoD3) and incidents to identify main operational risks and follow the associated mitigation / remediation actions (including recommendations).


    The Operational Risk Controller ensures the following missions under the supervision of Head of Operations OPC, Global Markets & ALMT and in close relationship with Operations teams.

    Implementation of Operational Risk Management

  • Coordinate and perform the Risk and Control Self-Assessment with Operations Managers and Senior Management
  • Define and execute the quarterly control testing, present the controls result to Senior Management, and ensure the implementation of remediation actions
  • Follow up and review findings and recommendations issued by internal auditors, regulators, and external auditors
  • Ensure operational risk incidents are properly collected, coordinate the root cause analysis and contribute to the definition of remedial actions
  • Perform Deep Dive analysis / thematic review on specific processes based on identified risk areas
  • Monitor regulations and internal policy changes to ensure implementation by Operations Team.
  • Operational Risk Governance

  • Organize and contribute to the monthly ORUS meetings and Permanent Control Meeting, to ensure proper escalation of operational risk issues.
  • Coordinate and prepare the contribution to the Internal Control Committees
  • Support country OPCs in performing the respective mandates, and consolidate the results for management reporting.
  • Technical & Behavioral Competencies

  • Minimum 4 years of experience in Internal Control, Operational Risk, Internal or External Audit function and with Global Markets experience.
  • Good analytical skills and control mindset
  • Ability to integrate various information and synthesize them
  • Good communication and presentation skills, with ability to interact with operations staff and Senior Management
  • Ability to work independently and also as part of a team
  • Coordination and multi-tasking skill
  • Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) for statistical analysis and report production
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