Investment Compliance Manager in well known asset manager
Achievers Recruitment Limited
Hong Kong, Hong Kong
5天前

Job responsibilities :

  • Work closely with portfolio managers and trading team to monitor pre-trade and posttrade activities (using Bloomberg system) and providing real time support on trading restrictions, monitoring and approvals
  • Reporting and escalating investment breaches internally and to investigate issues where appropriate
  • Acting as the primary point of contact for investment compliance enquiries in relation to fixed income and equity investments, as well as liaisons with regulator(s)
  • Acting as the primary contact point of custodian(s) / trustee(s) and other counterparties including reviewing their investment restrictions setup, handling due diligence matters, breach reporting and on-site visits etc.
  • Investment rules coding and new client onboarding reviewing and testing investment restrictions and programming new investment rules (using Bloomberg system) in accordance with client and regulatory requirements
  • Managing the regulatory reporting process and coordinating with auditors, fund accountants and other service providers
  • On-going monitoring, identifying and reviewing risks regularly and recommend remedial and mitigation measures
  • Handling relevant internal reporting and regulatory reporting in relation to investment compliance
  • Requirements :

  • 5 years or above of experience in investment compliance on the buy side
  • Strong coding experience in investment compliance monitoring using Bloomberg system
  • Solid knowledge of fixed income and equities investments and familiar with derivatives instruments
  • Excellent communication skills and ability to build good working relationships with internal stakeholders
  • Proficient in Microsoft applications including MS Excel VBA, Word and PowerPoint
  • Experience with an asset manager focusing on regulatory reporting and / or fund administration is a definite advantage
  • A good team player, mature, responsible, detail minded, with the ability to handle multiple tasks independently under pressure
  • Interested parties please send your resume to amandaso achievers.com.hk Personal data collected will be used for recruitment purpose only

    报告这项工作
    checkmark

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    申請
    郵箱地址
    通過點擊“繼續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。
    繼續
    申請表