Responsible Officer (SFC Type 6 and/or 9)
BRS Limited
Hong Kong
9天前

Other Key Relationship

  • Our Client, who is one of the reputable financial services group, is looking for fit and proper Responsible Officer to join their team.
  • Job Description

  • Assist in preparing licence application to SFC for related regulated activities.
  • Act as Responsible Officer with management and supervisory responsibilities of the related SFC regulated activities
  • Formulate strategies and provide recommendations to management on business development
  • Work with various stakeholders to set up operational procedures, risk and control policies, ensuring full regulatory compliance
  • Responsible to communicate with regulatory bodies
  • Requirements

  • Degree holder in business administration, finance or related disciplines
  • Current holder of unconditional Responsible Officer licence for SFC regulated activities 6 and / or 9
  • Possess sound product knowledge in area of asset management and / or corporate finance
  • Strong leadership with excellent communication skills
  • Good command of spoken and written English and Chinese, including Putonghua
  • Interested parties please forward your CV in Word Format with current and expected salary to and cc to
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