Established Asset Management Firm - Compliance Associate
Gravitas Recruitment Group
Hong Kong, Hong Kong
source : eFinancialCareers

Job Highlights :

  • Promising career path
  • Competitive remuneration package
  • Excellent Opportunity
  • Job Responsibilities :

  • Assist with documentation review, account opening, and AML / KYC screening and verification
  • Ensure that policies and procedural manuals are revised when there are relevant regulatory updates
  • Perform SFC licensing application and submitting notifications and returns
  • Provide training materials on sanctions to related stakeholders
  • Ad-hoc tasks
  • Requirements :

  • 2+ years of licensing and regulatory experience within financial institutions
  • Solid understanding of SFO and SFC guidelines is a MUST
  • Fluent in spoken and written English and Chinese (Including Putonghua) is an ADVANTAGE
  • Our client offers attractive remuneration package to the right candidate. Interested parties please kindly reach out to Justin Chan at 3907 0744 by phone or by email to j.

    chan for a confidential discussion


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