Assistant Manager, Compliance (MNC, HKD55K)
Be Myjob Company Limited
Hong Kong, Hong Kong
6天前
source : eFinancialCareers

Responsibilities

  • Assist the Head of Compliance on all Compliance related matters
  • Supervise the AML and General Compliance team on compliance reviews (e.g., third party, STR, trade surveillance)
  • Liaise with regulators on the AML and routine inspections
  • Advise management on company’s current practices in selling and trading
  • Arrange and hold CPT trainings on selling practices and SFC updates
  • Perform self-assessment, gap analysis against internal and / or regulatory requirements
  • Requirements :

  • Minimum 5 years' related experience in compliance
  • Degree holder in Business, Economics, Finance, Law, or related disciplines
  • Managerial experience is necessary
  • Fluency in Cantonese, Mandarin, and English
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