Listed Issuer Regulation - Listing - AVP Team Leader
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities :

  • To lead and manage a team of 1 to 3 people in regulating listing rule compliance, including providing guidance on interpretation of the rules, reviewing company communications and listing documentation, handling listing and waiver applications and carrying out pro-active monitoring of listed issuers’ compliance
  • To take an active role in the development of the Listed Issuer Regulation and the Listing Division by initiating, encouraging and following through on operational improvement initiatives
  • To provide accounting, legal and other professional support to the work of the Listing Division, particularly with respect to the review of novel and complex accounting, legal, business and financial issues
  • To lead or provide assistance in policy development projects as required
  • Job Requirements :

  • Qualified lawyers / accountants or university graduates of other relevant disciplines with at least 8 years working experience in law, accounting, corporate finance, investment banking or a related field, of which at least 2 years at management / supervisory level.
  • Candidates with more experience will be considered for roles with more responsibility

  • Experience that demonstrates advanced knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
  • Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
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