Assistant Vice President - Policy and Secretariat Services - Listing (Legal)
Hong Kong Exchanges and Clearing Limited
Hong Kong, Hong Kong

Job Responsibilities :

  • To support the development of listing policies by :
  • Conducting legal, regulatory and general research;
  • Conducting data analysis; and
  • Drafting policy papers and external papers for publication.
  • To analyse legal and regulatory issues and prepare advice and regulatory alerts
  • To provide secretariat support to Listing Committee and / or Listing Review Committee, as required
  • Job Requirements :

  • Market practitioner with experience working with listed companies; knowledge of the Hong Kong market and the securities industry and its practices including securities laws, company laws and the Listing Rules;
  • and familiar with the operations and statutory functions of the SFC and other regulatory bodies

  • Candidate should be a qualified lawyer or university graduate in a relevant discipline with at least 3 years PQE or 7 years working experience in law, corporate finance, investment banking or a related field
  • Experience in working independently with little direct supervision in a work environment that required the exercise of judgement
  • Strong research, analytical skills and problem solving skills
  • Good communicator with strong writing ability, presentation skills and interpersonal skills
  • Excellent computer skills and knowledge of computer applications (e.g. Windows, MS Word, and Excel)
  • High standards of integrity and a strong sense of professional ethics
  • Strong command of written and spoken English and Chinese, proficiency in Putonghua is an advantage
  • Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.


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