Senior Regulatory Compliance Manager
HSBC Group
Hong Kong, China


Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues.

The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change.

It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Senior Regulatory Compliance Manager, HSBC Operation Services and Technology, Global Function, Asia Pacific .

Principal responsibilities

  • To support the Asia Pacific Head Regulatory Compliance, HSBC Operation Services and Technology, Global Functions in the provision of Regulatory compliance support and advice for HSBC Operation Services and Technology and Global Functions, enabling HSBC to more effectively adhere to regulatory requirements in the Asia Pacific region.
  • Responsible for assisting the Asia Pacific Head Regulatory Compliance, HSBC Operation Services and Technology, Global Functions Asia Pacific on a regional basis in complying with all relevant external regulations and internal codes and policies and good market practice.
  • Additional responsibilities include supporting the Asia Pacific Head Regulatory Compliance, HSBC Operation Services and Technology, Global Functions Asia Pacific in providing advice on compliance issues including review and providing compliance sign off where required on customer documentations, staff incentive schemes and various Global Functions and HSBC Operation Services and Technology projects and initiatives in Hong Kong and Asia Pacific.

  • The provision of timely and reliable regulatory advice assist HSBC Operation Services and Technology and Global functions to effectively manage regulatory risk
  • Management of multiple enquiries from different departments at any one time, under considerable deadline pressure
  • Provision of long term regulatory view to the HSBC Operation Services and Technology and Global functions ensuring the regulatory requirements are factored in their business strategies
  • Requirements

  • Significant leadership experience and a strategic thinker.
  • Experience working with Compliance related matters.
  • Excellent written and verbal communication skills, with meticulous attention to detail.
  • Excellent communication and interpersonal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Ability to develop practical, cost effective solutions to complex issues.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Experience of leading and motivating a group of individuals.
  • Experience of interpreting and analyzing a large volume of information and provide succinct summary for management.
  • Ability to work under pressure of tight deadlines.
  • Experience of working within a matrixed environment preferred including reporting internationally.
  • Ability to lead change regionally in Asia Pacific, contributing to joining up with the other teams in Risk and Business globally.
  • Project or Programme Management experience.
  • Working knowledge of Global Functions in Human Resources, Finance or Tax.
  • You’ll achieve more when you join HSBC. Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

    Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

    通過點擊“繼續”,我允許neuvo同意處理我的數據並向我發送電子郵件提醒,詳見neuvo的 隱私政策 。我可以隨時撤回我的同意或退訂。