Senior Business Compliance Manager ( Business Risk and Control - Retail banking)
Bank Of China (Hong Kong) Limited
Hong Kong, Hong Kong
4天前

Responsibilities

  • To assist in conducting Investment and Insurance sales risk control checking, alert and report on regulatory irregularities and potential compliance risk
  • Formulate, evaluate and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
  • Manage and enhance an effective compliance and control infrastructure, such as risk data analysis and feedback mechanism, thus to improve the efficiency and effectiveness of compliance work
  • Review gap analysis in relation to the latest regulatory requirements
  • To compile management reports on risk management and compliance related areas
  • Requirements

  • Degree or above with major in Accounting, Finance, Risk Management, Law, or related discipline.
  • Over 5 years of experience in Compliance or Audit works in Financial and Banking industries
  • Able to handle multi-tasks independently and work under pressure
  • Possess strong analytical skill and report writing skill
  • Process control assurance experience in Investment and Insurance products for call monitoring, post sales call and documentation checking.
  • Good command of both spoken and written English and Chinese. Mandarin is an advantage
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