Intern, Compliance APAC
Wellington Management
Central Hong Kong, Hong Kong
1天前

WELLINGTON MANAGEMENT

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets.

Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate.

As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

We are transitioning to a hybrid work environment where both remote work and the office play a critical role. Our vision is a future where all employees are empowered to work flexibly to drive the best outcomes for our clients.

Flexible work is a mindset and a core value. Our employees are encouraged to work remotely two days a week as a standard practice and will have flexibility in terms of working hours.

THE COMPANY

Tracing our history to 1928, Wellington Management is one of the world’s largest independent investment management firms.

With USD 1 trillion in assets under management as of 30 June 2021, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 65 countries.

Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies.

As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients.

We are committed to attracting a talented and diverse workforce, and to fostering an open, collaborative culture of inclusivity because we believe multiple perspectives lead to more informed investment and business decisions.

As an Equal Opportunity Employer, we welcome people with diverse life experiences, fresh ideas, and specialized subject-matter expertise.

THE POSITION

We seek a high potential intern to join our Asia Pacific Compliance team. The position offers an invaluable opportunity for the intern to learn the business of a leading global asset management firm as well as gain a first- hand insight into the compliance career path within a leading global asset management firm.

The position will be based in Hong Kong with opportunities to work with the broader compliance team in the region. Our compliance function enjoys a close working relationship with all business lines and the role offers an unusual vantage point from which to gain a high-level understanding of our business broadly as well as a deeper understanding on selected areas.

The Compliance Intern will receive an introduction to our established compliance program, observe how the regional program fits in the global program, have opportunities to collaborate with colleagues in other regions, and be welcomed to contribute ideas for improving our program as a member of the team.

The Compliance Intern will report to the Compliance Analyst in Hong Kong.

RESPONSIBILITIES

Responsibilities will include the following :

  • Completing regulatory surveys, questionnaires and reports
  • Assisting with licensing applications
  • Preparing internal compliance updates and taking minutes at supervisory meetings
  • Reviewing marketing materials
  • Conducting compliance testing
  • Assisting with wall crossing requests from brokers
  • Updating presentation decks and conducting compliance training
  • Analysing regulations; conducting comparative studies; and drafting internal procedures
  • QUALIFICATIONS

  • Highest personal and professional integrity and ethics
  • Self-motivated, enthusiastic and strong interest in the investment management industry
  • Strong writing, analytical and problem-solving skills
  • Fluency in written and spoken English and Chinese (Simplified and Traditional)
  • Intellectual curiosity and passion for learning and growth
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) and good data analysis skills
  • Strong communication and interpersonal skills
  • Ability to effectively prioritise tasks, produce consistently accurate work and meet strict deadlines
  • Track record of strong academic excellence
  • APPLICATION PROCESS

    All interested applicants must submit

  • Statement of interest (1 page, indicating why you are interested in this role at Wellington)
  • Latest Academic Transcript (Official or Unofficial) Deadline to apply is : 8 May 2022
  • All documents should be submitted at one time in PDF format titled with your Last and First name. When asked to attach your resume, you can also attach your statement of interest and transcript in the same upload field.

    You cannot change or update your application after you submit it.

    INTERVIEW PROCESS

    Candidates will be notified of their application status via email after the application deadline. If selected to continue, first round phone screens will be scheduled with interviews that will take place in May and June 2022.

    Not sure you meet 100% of our qualifications? That’s ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background.

    We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.

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