We are the only professional services organization who has aseparate service line dedicated exclusively to the financial servicesmarketplace.
Join Financial Services (FSO) and you will work withmulti-disciplinary teams from around the world to provide a global perspective.
Aligned to key industry groups including asset management, banking and capitalmarkets, insurance and private equity, we provide highly integrated advisory,assurance, tax, and transaction services.
Join Financial Services Risk Management team and you will providea highly integrated broad array of risk management services to capital marketparticipants within global banking, capital markets, asset management andinsurance.
FSRM products and services include Anti-Money Laundering, RegulatoryCompliance, Prudential Supervision, Bank Holding Company reporting, CreditRisk / Capital Adequacy / Liquidity Risk, Market Risk, Operational Risk,Enterprise Risk, Structured Finance and Quantitative Advisory Services.
With so many offerings, you have the opportunity to develop yourcareer through a broad scope of engagements, mentoring and formal learning.
That’s how we develop outstanding leaders who team to deliver on our promisesto all of our stakeholders, and in so doing, play a critical role in building abetter working world for our people, for our clients and for our communities.
Sound interesting? Well this is just the beginning. Because whenever you join,however long you stay, the exceptional EY experience lasts a lifetime.
Wide breadth of services of FSRM including,but not limited to :
Undertake risk management advice, remediation and transformation
Conduct risk management framework design and operational effectiveness
Enterprise risk and controls advisory
Regulation and compliance advisory
Financial crimes, AML and sanctions advisory
Professional risk support for advisory, internal and external audit services
Future operating models
Responding to regulatory criticism and regulatory preparedness
Providing guidance on current and emerging control practices
Advising clients on risk culture, conduct and accountability regimes and practices
Conduct important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective advisory support
EY is seeking candidates for ourRegulatory Compliance team within FSRM with experience in Commercial and RetailBanking.
Lead EYprojects with respect to :
Substantive matters of current and emerging HKMA, SFC and globalregulatory expectations regarding key commercial and / or retail and / or virtualbanking compliance issues such as client onboarding, investor protection,licensing, suitability, sales practices on financial and insurance products,client money and KYC (etc)
Structure and function commercial and / or retail banking or virtualbanking compliance roles and responsibilities and business models
Use of technology and data including FinTech and regtechinnovation with respect to commercial and / or retail banking banking or virtualbanking
Advice and guidance on structuring approaches to emergingregulatory compliance or regulatory exam findings
Regulatory issue remediation
Regulatory change management including planning and communicationwith regulators
Support mock exam’ reviews, policy development and draftingAssistance with relationship management between regulators and financialinstitutions
Compliance Framework understanding of core compliance functions : risk assessment, policy management, testing, monitoring and surveillance andreporting etc
Support the revision or formulation of new policies and controlsaligned with regulatory and compliance guidelines and requirements
Toqualify for the role you must have
University degree majoring in accounting, information systems,business or legal related subjects
Around 6-8 years of solid experience in commercial / retail / virtualbanks or regulators or reputable international accounting / consulting firms within-
depth knowledge of regulatory compliance and risk management incommercial / retail / virtual banking industry. Candidates with lesser experiencewill be considered at Senior Associate Level
Robust practical experience in commercial / retail / virtual banks inthe areas of internal controls, regulatory compliance, risk governance andoperational knowledge
Good knowledge in supervision and selling conduct of financialproducts or insurance products
Good influencing skills and stakeholder relationship managementskills; Advanced conflict management / resolution skills with Projectcoordination experience
Strong report-writing skills, with ability to create and organizevarying forms of business information while developing it into cohesive,meaningful, professional reports and presentations
Familiar with the regulatory environment of Hong Kong withexperience in liaising with HKMA and SFC
Good knowledge in banking and securities laws, rules andregulations and operations as well as different products and services offeredby commercial / retail / virtual banks
Good command of both written and spoken English and Chinese.Proficient in Mandarin is preferred
Ability to interact with executive levels of client and EYmanagement
Ability to travel
Whatworking at EY offers
Support, coaching and feedback from some of the most engagingcolleagues around
Opportunities to develop new skills and progress your career
The freedom and flexibility to handle your role in a way that’sright for you
As a global leader in assurance, tax, transaction and advisoryservices, we’re using the finance products, expertise and systems we’vedeveloped to build a better working world.
That starts with a culture thatbelieves in giving you the training, opportunities and creative freedom to makethings better.
Whenever you join, however long you stay, the exceptional EYexperience lasts a lifetime. And with a commitment to hiring and developing themost passionate people, we’ll make our ambition to be the best employer by 2020a reality.
If you can confidently demonstrate that you meet the criteriaabove, please contact us as soon as possible.
Join us in building a better working world.