Associate - Post Trade
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities

Effective and timely management of daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products

Carry out investigation resulting from surveillance alerts and / or dealing referrals of suspicious behavior

Produce surveillance statistics and analysis and build dashboard for routine and ad-hoc reporting to management

Participate in market surveillance projects (e.g. surveillance system enhancement) and special projects owned by other divisions

Communicate and interact with exchange participants, regulators, external vendors and other internal teams within area of responsibility

Job Requirements

University degree in Engineering, Computer Sciences, Mathematics, Finance, Business Administration or related disciplines

At least three years working experience in financial industry, Management Trainee / Graduate Trainee background in financial institutions or regulators is an advantage

Strong quant and analytical skills to handle large data set (e.g. trading records) with strong attention to details Work independently to make certain decisions and be flexible to take on new responsibility or challenge

Able to multitask, prioritize and meet deadlines

Knowledge in SQL programming, Tableau, Power BI etc. preferred

Good exposure to a wide variety of financial instrument types, including equities, fixed income, rates and currencies

Good collaboration skills on dealing with other departments, especially with IT or front office

Knowledge of using industry wide systems (e.g. Bloomberg, Reuters) is an advantage

Experience in using surveillance strategy or various surveillance exception reporting platforms (e.g. SMARTS) is an advantage

Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be advantageous

Good command of written and spoken English and Chinese, solid communication and presentation skills


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