Key Responsibilities :
Maintain and update the control room operation process including the maintenance of Insider list & Conflicts Register etc.
Maintain Information Barrier Designations to reflect staff respective access rights and oversee the implementation of Control Room related procedures.
Handle the approval process for staff dealing in accordance with the bank's Staff.
Dealing requirements and monitor on employee dealing activities as required.
Maintain Staff Dealing & Outside Interests declarations record.
Provide advisory on Compliance Control Room matters, liaise with businesses and co-ordinate with Regional Control Room.
Assist to deliver Control Room related training upon request.
Handle ad-hoc Compliance Control Room related projects.
Job Requirements :
Bachelor's degree / equivalent qualification in Finance / Business / Accounting background;
2-3 years of experiences in Finance / Business / Accounting in Banking / FI Compliance, preferably with 1-2 years Compliance Control Room related exposure;
Good understanding on banking & securities regulatory requirements & knowledge on securities products.
Ability to work under pressure within tight deadlines with no loss of accuracy.
Proficient in both written and spoken English & Chinese;
Excellent communication skills and a team player;
Detail oriented, analytical, responsible & problem solving skills.
bk.mufg.jp / global / privacy / index.html
We regret to inform that only shortlisted applicants will be notified.