Analyst (12 Months Contract) - Control Room Advisory & Administration Team - Compliance Office for Asia
Hong Kong, Hong Kong
source : eFinancialCareers

Key Responsibilities :

  • Maintain and update the control room operation process including the maintenance of Insider list & Conflicts Register etc.
  • Maintain Information Barrier Designations to reflect staff respective access rights and oversee the implementation of Control Room related procedures.
  • Handle the approval process for staff dealing in accordance with the bank's Staff.
  • Dealing requirements and monitor on employee dealing activities as required.
  • Maintain Staff Dealing & Outside Interests declarations record.
  • Provide advisory on Compliance Control Room matters, liaise with businesses and co-ordinate with Regional Control Room.
  • Assist to deliver Control Room related training upon request.
  • Handle ad-hoc Compliance Control Room related projects.
  • Job Requirements :

  • Bachelor's degree / equivalent qualification in Finance / Business / Accounting background;
  • 2-3 years of experiences in Finance / Business / Accounting in Banking / FI Compliance, preferably with 1-2 years Compliance Control Room related exposure;
  • Good understanding on banking & securities regulatory requirements & knowledge on securities products.
  • Ability to work under pressure within tight deadlines with no loss of accuracy.
  • Proficient in both written and spoken English & Chinese;
  • Excellent communication skills and a team player;
  • Detail oriented, analytical, responsible & problem solving skills.
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