Responsible Officer - SFC Type 1,4,9-URGENT
HK Island
  • SFC Type 1,4,9 license holder is a must
  • Futures index, futures Good & FX
  • Unconditional RO wanted
  • Job Responsibilities :

  • Report to the advisory team head with focus on providing holistic corporate finance solutions on different projects to achieve the investment / risk objectives of client
  • Working in close collaboration with sales and support team.
  • Accountable for identifying appropriate corporate finance solutions, providing market updates / recommendations in accordance to the clients' investment / risk appetite and cultivation of sound clients relations by attending periodic clients' meetings.
  • Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements
  • Frequent travelling is required (eg PRC)
  • Job Requirements :

  • Existing SFC type 1,4,9 License Holder with solid experience
  • Degree Holder in Law / Accounting / Economics / Finance preferred
  • Good understanding about the Hong Kong Corporate Finance market
  • Fluent in spoken and written English and Chinese (Cantonese & Mandarin)
  • Aggressive and result oriented with excellent communication skill
  • Candidate with less experience may be considered as Associate
  • Immediate available preferred
  • Interested parties please send me your resume in MS WORD format with notice period, current and expected salary to

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