Equities Compliance Officer
Credit Suisse
Hong Kong, China
4天前

Your field of responsibility

As part of the role, your responsibilities include :

  • Provide day-to-day compliance support to teams within APAC Equities and Solutions teams, primarily on Prime Services and Structured Equities Trading
  • Manage regulatory enquiries
  • Design and deliver compliance training on regulatory, compliance policies and procedures
  • Participate in strategic projects and initiatives, including participation in New Business committees
  • Work with other Compliance teams within APAC regions as well as global counterparts on jurisdictional specific matters
  • Assist senior members on the team with ad-hoc compliance issues
  • Your future colleagues

    The team is an open-minded team which allows different views or working styles to be shared or discussed within the team.

    The department values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?Yes

    This position offers remote working opportunities for an agreed amount of days per week.

    Your skills and experience

    You are expected to possess the below :

  • Degree holder in Accounting, Law or related fields
  • Possess a minimum of 6 years product compliance experience in a global investment bank
  • Ability to independently drive responses to regulatory / exchange compliance issues / queries
  • Self-motivated, a team-player and results oriented
  • Capability to work in partnership with business, shared services and other members in Legal and Compliance globally
  • Experience dealing with front office
  • Ability to learn quickly and balance multiple demands
  • Outstanding problem solving skills, analytical skills and organizational skills
  • Dedication to fostering an inclusive culture and value diverse perspectives
  • Your new employer

    Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

    We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

    Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

    We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible.

    Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law.

    If you require assistance during the recruitment process, please let your recruiter know.

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