Assistant Vice President – Listing
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities :

  • Investigate potential misconduct and breaches relating to the Listing Rules
  • Conduct disciplinary action, including presentation before the Listing Committee
  • Assist the Head of Enforcement in all enforcement matters, including in furthering the objectives of the Department
  • Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department
  • Job Requirements :

  • Qualified lawyer (solicitor or barrister) with at least 8 years’ relevant working experience in a contentious or regulatory field e.
  • g. regulatory, administrative or white collar crime litigation. Experience in financial markets regulation and law enforcement an advantage

  • Knowledge of Main Board Listing Rules and GEM Listing Rules is preferred, including underlying principles and published interpretations
  • Knowledge of investigative techniques and procedures
  • Strong interpersonal and presentation skills
  • Strong analytical, English writing and advocacy skills
  • Good command of written and spoken Chinese. (Proficiency in Putonghua is preferred)
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