Night Shift Service Dealer - Broking Services
HSBC
Central, HONG KONG
4天前
source : Wizbii

Some careers grow faster than others.

If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.

Within Retail Banking and Wealth Management, Broking Services provides full investment services in stocks, bonds, currencies, precious metals, commodities and derivatives to retail, corporate customers and financial intermediaries.

As a leading full service broker dealer in Hong Kong, our investment services include advisory, execution, risk and portfolio management, custodianship, and margin financing.

We are currently seeking a high caliber professional to join our team as Night Shift Service Dealer .

Principal responsibilities

To deliver to ensure prompt and best dealing execution services as in accordance with the local regulations, FIM, and policy and procedures of HSBC Broking

To conduct and perform regular Customer Information Statement update or Customer Risk Profiling Questionnaire update with customer when necessary.

To deliver excellent customer services with professional telephone manner to customers including but not limited to answer clients enquiry on portfolio holding, balance, market information, news and product information

To execute clients order on equities, futures, commodities, leveraged Foreign Exchange, bullion of overseas market in a professional manner.

To execute margin control and margin call to customers on overseas market products.

To work as good team player to assist the Account Executives to serve the customer.

To review customer profile periodically including Customer Information Statement update

To act as first line of defense to alert management when suspicious transaction is identified

Deliver fair outcomes for our customers and ensure own conduct maintains the orderly and transparent operation of financial markets

Ensure suitability obligation is fulfilled at the best interest of customer taking into account all circumstances of customer.

Manage the team to professionally conduct Know Your Client process, Customer Risk Profiling Questionnaire and Customer Information Statement update.

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