Associate – Listing
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities :

  • Investigate potential misconduct and breaches relating to the Listing Rules
  • Conduct disciplinary action, including presentation before the Listing Committee
  • Assist the Head of Enforcement in all enforcement matters, including in furthering the objectives of the Department
  • Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department
  • Job Requirements :

  • Qualified lawyer with at least 3 years’ professional experience OR university graduate with at least 3 years’ relevant professional experience in law, accounting, investigations, enforcement, corporate finance, investment banking or a related field (a background in regulatory litigation will be highly regarded)
  • Knowledge of Main Board Listing Rules and GEM Listing Rules is preferred, including underlying principles and published interpretations
  • Knowledge of investigative techniques and procedures
  • Strong interpersonal and presentation skills
  • Strong analytical, writing and advocacy skills
  • Fluency in written and spoken English
  • Good command of written and spoken Chinese (proficiency in Putonghua is preferred)
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