Vice President/ Assistant Vice President (Legal - Litigation) - Listing, Listed Issuer Regulation
Hong Kong Exchanges and Clearing Limited
Hong Kong, Hong Kong
source : eFinancialCareers

Location :

HKEX - Exchange Square

Shift :

Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours :

Worker Type : Permanent

Job Summary : Job Duties :

Job Duties : Job Responsibilities

Job Responsibilities

  • To regulate listed issuers under trading suspension in accordance with the Listing Rules, including administrating and providing guidance on interpretation of the Listing Rules, reviewing issuers' communications and submissions, reviewing investigation reports and internal control reports relating to issuers, and handling applications for trading resumption.
  • To conduct cancellation of listing cases, including drafting case recommendation reports and presentation before the Listing Committee and the Listing Review Committee
  • To provide legal and other professional support to the work of the Listing Division, particularly with respect to the review of novel and complex accounting, legal, business and financial issues
  • To lead or provide assistance in policy development projects as required We will assign our staff to take up additional / other responsibilities in the Listed Issuer Regulation department from time to time where necessary.
  • Job Requirements :

    Qualified lawyers / accountants or university graduates of other relevant disciplines with at least 8 years working experience in litigation, of which at least 2 years at management / supervisory level.

  • Knowledge of the Listing Rules and the securities industry and its practices including securities laws and accounting practices is preferred
  • Strong interpersonal, analytical and presentation / advocacy skills and knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
  • HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives abilities, culture and experiences within our workplace.

    Company Introduction :

    Hong Kong Exchanges and Clearing Limited (HKEX) is one of the world's major exchange groups, and operates a range of equity, commodity, fixed income and currency markets.

    HKEX is the world's leading IPO market and as Hong Kong's only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia's most vibrant markets.

    As the global markets leader in the Asian time-zone, we offer a world of opportunities for early careers and experienced hires.

    Here, we know that diverse thinking fosters better solutions, and we are committed to building an open and dynamic environment which allows our business to innovate and our people to thrive.

    Discover the latest career opportunities and programmes at HKEX.

    HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.


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