Compliance Officer
Flow Traders
Hong Kong
1天前

Flow Traders is looking for an experienced Compliance Officer to join our growing Compliance team in Hong Kong. The ideal candidate is curious and passionate about the financial markets.

This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.

We value quick-witted, creative minds and challenge them to make full use of their capacities. If you aim high, the sky is the limit!

You will contribute with your expertise in advising on the set-up and realization of new projects while meeting regulatory requirements.

You are able to assess impact and draft clear and hands-on advice on impact and implementation, taking into account the needs of the business.

What You Will Do

  • Develop, document and implement compliance policies and processes
  • Provide day-to-day compliance advisory support to business units on market rules and practices
  • Keep abreast of new regulations, policies and trading rules, analyse, provide advice on new and existing regulations and translate them into business requirements
  • Take ownership of compliance advisory and collaborate with external / internal stakeholders for new businesses projects
  • Engage with our regulatory stakeholders (regulators, exchanges) and respond to regulatory requests and internal / external audits
  • What You Need to Succeed

  • 3-5 years of relevant working experience in compliance advisory at financial institutions
  • University degree in Finance, Economics, Business, Law or related
  • Good knowledge of securities / fixed income markets in APAC
  • Experience in handling MNPI and / or keen interest in digital assets is a plus Strong communication and interpersonal skills
  • Self - motivated, pragmatic with a critical approach, strong analytical and problem-solving mentality
  • Recruitment Process

  • Submit your resume and motivation letter
  • Speak with a Recruiter
  • Meet members of our Compliance Team
  • Meet members of our Executive Team
  • What We Offer

    We like to think that talent grows at Flow and stays at Flow. To ensure this, we provide our employees with an extensive onboarding program, access to Flow Academy, the best working environment, the latest technology and continuous support.

    We go out of our way to retain the small business feeling with which we started and stimulate innovation and collaboration through teamwork and our non-hierarchical approach.

    We offer competitive salary, annual discretionary bonus and other fantastic perks and benefits, such as :

  • Flow Academy for continuous learning and opportunities to attend domain-related conferences
  • Comprehensive health insurance coverage
  • In-house lounge with a bar, pool table and console games;
  • Daily catered breakfast and lunch with healthy snacks and drinks available throughout the day;
  • In-house hairdresser and massage therapist;
  • Personal trainers, weekly boot camps and a subsidized gym membership;
  • Annual company trip and a variety of events throughout the year
  • Global rotations between our offices worldwide
  • and more!
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