Job responsibilities :
Regulatory circulars : responsible for handling of all circulars received from regulators and industry bodies. This involves interpreting / summarizing the impact on the company, involving / following up with relevant functions, and logging this in tracking systems.
Compliance reporting : prepare the compliance deck that is tabled at the company's Risk & Capital Committee and Board of Directors' meetings.
This will be done directly under the supervision of the Head of Compliance.
Regulatory filings : track the timely completion of regulatory filings to the
HKIA and BMA on the designated SharePoint site. Escalate where necessary.
Compliance training : follow up on compliance training with relevant staff.
Support the promotion of a healthy compliance culture in line with Aegon's Compliance Charter in close collaboration with the wider Compliance team based in Hong Kong and Singapore.
Handle other compliance matters as and when requested
Minimum 1-5 years' experience in Compliance (preferred), or other 2nd line functions within the financial services sector.
Desired : High-Net-Worth customer experience.
Candidates with less experience will be considered.
Bachelor degree majoring in Accounting, Finance or Law.
Knowledge of compliance regulations and programs.
To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.