Compliance - Asst. Manager - Insurance Company
Robert Half Hong Kong
Central and Western District, Hong Kong
6天前

Job responsibilities :

  • Regulatory circulars : responsible for handling of all circulars received from regulators and industry bodies. This involves interpreting / summarizing the impact on the company, involving / following up with relevant functions, and logging this in tracking systems.
  • Compliance reporting : prepare the compliance deck that is tabled at the company's Risk & Capital Committee and Board of Directors' meetings.
  • This will be done directly under the supervision of the Head of Compliance.

  • Regulatory filings : track the timely completion of regulatory filings to the
  • HKIA and BMA on the designated SharePoint site. Escalate where necessary.
  • Compliance training : follow up on compliance training with relevant staff.
  • Support the promotion of a healthy compliance culture in line with Aegon's Compliance Charter in close collaboration with the wider Compliance team based in Hong Kong and Singapore.
  • Handle other compliance matters as and when requested
  • Requirements :

  • Minimum 1-5 years' experience in Compliance (preferred), or other 2nd line functions within the financial services sector.
  • Desired : High-Net-Worth customer experience.
  • Candidates with less experience will be considered.
  • Bachelor degree majoring in Accounting, Finance or Law.
  • Knowledge of compliance regulations and programs.
  • Apply Today

    To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.

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