Head of Compliance – Expanding Crypto
The Edge Partnership
Hong Kong, Hong Kong
2天前

Key responsibilities

  • Take responsibility for the organization’s Compliance framework and lead a small team across multiple locations.
  • Develop policies procedures, solutions and lead any remediation of compliance gaps to completion.
  • Take ownership of licensing matters for the business, working with various regulators on issuance, renewals etc
  • Proactively identify gaps in control environments and risk profiles for the business.
  • Have a strong understanding of applicable regulations, industry standards and possible compliance issues in a financial services organization.
  • Deploy programs, resources, tools and creative solutions to simplify the understanding of key compliance risks and create needed focus to mitigate / manage them.
  • Regularly conduct environmental scans, canvassing internal and external sources to anticipate and stay informed of changes in the dynamic compliance and regulatory environment impacting the business.
  • Contribute your thought leadership and collaboration to the Compliance Executive Committee and the broader compliance community.
  • Role requirements

  • A relevant degree ideally in Law or Finance with over 15+ years of experience in managing a team / a financial services organization.
  • Prior regulatory experience from an Investment Banking / Sales and Trading environment is essential.
  • Proven experience in dealing with regulators in the region, as well as establishing compliance framework is essential.
  • Good understanding of AML legislations, data protection and regulatory needs in region is highly preferred.
  • Excellent problem solving skills and ability to work in a fast paced, ever changing and growing organization required.
  • Any prior knowledge or working experience from a Fintech business as big advantage.
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