Senior Vice President
HSBC Group
Hong Kong, China


Some careers shine brighter than others If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential.

Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future.

Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-

custody and clearing, and corporate trust and loan agency services.We are currently seeking a high caliber professional to join our team as Senior Vice President, Transfer Agency Line Control Global.

Principal responsibilities

Senior operational risk role accountable to the HSBC Securities Services Global Head of GDTA Operations

Running the GDTA Line Control Team which is a risk and control function within operations that is primarily responsible for improving and strengthening the overall business’s control environment

Works closely with a network of markets and city sites Operations, Change, Product and Client Management in ensuring that our risks are being managed within risk appetite, and provides ongoing assurance as to the adequacy and operation of key controls

Ensures adherence to internal control policies, develops and delivers communications, learning and education initiatives that deepen control culture, raises awareness of risks and promulgates control best practices

Develop and maintain effective governance mechanisms for risk and control management within the business

Maintain HSBC Internal Control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators

Professionally representing GDTA risk and control across the business through proactive key stakeholder engagement at all level of the organization

Influence and effectively communicate with global stakeholders across the business

Multi task, manage disparate stakeholders, build consensus, and implement effective business solutions on a global basis

Partner with business management to continually improve our operational risk control processes and mitigate risks in our business operating models including Change, Product, and Client Management governance forums

Focused on delivering results, positively challenges the status quo, seeks improvement and is resilient in meeting targets

Manage relationships and coordinate or leverage other teams outside of GDTA Operations such as HSS CCO, Finance, Operational Risk and Internal and external Audit

Provide guidance on the development of relevant policies and control best practices using specialist product knowledge


  • University Degree
  • Analytical and detail orientated
  • Proven skills and knowledge of post trade operations functions gathered in an investment banking environment
  • Solid process, risk and people management skills
  • Strong Risk and Control capability
  • Appropriate personality, character and gravitas will be key
  • Strong written and verbal communication skills with the ability to communicate complex issues succinctly and clearly
  • Strong delivery focus is essential
  • Requires a proactive and articulate individual, comfortable with dealing with senior management and able to distil key messages and tailor output to the audience
  • You’ll achieve more when you join HSBC. Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

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