Securities Manager
OCBC Wing Hang Bank Limited
Hong Kong, Hong Kong


  • Oversee the daily operation of two teams including data processing and departmental risk control
  • Monitor margin call / exceed line and perform risk surveillance of share financing in response to market upheaval
  • Manage data governance standards for data quality
  • Establish and enhance policies and procedures in respect of securities operation to ensure full compliance with external regulatory requirements, internal bank polices and operation risk control
  • Responsible for internal control, process development and enhancement initiatives to ensuring controls in the team
  • Formulate, drive and implement process enhancement initiatives to improve operational efficiency and effectiveness
  • Work and liaise with different internal parties or external vendor (i.e., relationship manager, compliance, risk and IT)
  • Manage and support business projects such as providing user requirements for system changes
  • Provide teams with career development guidance and feedback
  • Requirements

  • Degree holder in any discipline(s)
  • Minimum 7 years’ experience in securities operation
  • Prior experience with margin lending business, data management & governance role, able to provide expertise in data quality processes
  • Strong leadership and ability to work with all levels
  • Very proactive and can work independently with minimal supervision
  • Self-motivation with excellent interpersonal skills, able to multi-task and work under pressure
  • Proficiency in spoken and written Cantonese, English and ideally Mandarin
  • Strong in Microsoft excel, word and PowerPoint (including Chinese Word Processing) and VBA programming
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