Senior Manager Insurance and Investment Compliance - Commercial Banking
HSBC Group
Hong Kong, China


Some careers grow faster than others. If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.

HSBC Commercial Banking serves millions of businesses ranging from small, to large corporates, providing commercial customers with a full range of banking services including Global Trade and Receivables Finance, RMB solutions, multi-

currency business accounts, payments and cash management, and wealth management and insurance, as well as a comprehensive range of financing solutions.

With dedicated Relationship Managers and Product Specialists providing local support and advice in over 60 countries and territories, HSBC helps connect customers to opportunities.

We are currently seeking a high caliber professional to join our team as Senior Manager Insurance and Investment Compliance .

Principal responsibilities

  • The jobholder will help ensure Commercial Banking conducts insurance and investment business in a manner compliant with the spirit and letter of external regulatory requirements and internal HSBC business guidelines.
  • They will closely liaise with Compliance with regard to regulatory issues, coordinating responses on behalf of Commercial Banking to regulatory consultation and data requests.
  • They will monitor external regulations and, when these potentially impact Commercial Banking, review and interpret the regulations before defining Commercial Banking's action plan in consultation with Insurance and Investment Proposition colleagues, the Commercial Banking frontline and Asia Pacific Regulatory Compliance.
  • They will act as a key contact point for frontline compliance enquiries.
  • He will work closely with the Commercial Banking frontline and support functions to implement action plans, defining detailed responses, determining systems and process changes and updating and maintaining sales compliance guidelines.
  • Requirements

  • Bachelor degree or above.
  • Working experience within an investment and insurance compliance or control role.
  • Investment and Insurance industry qualifications are preferred.
  • Must possess good oral and written communication skills which will allow them to liaise with senior staff.
  • Strong managerial, communications, analytical, organisational and decision making skills.
  • You’ll achieve more when you join HSBC. Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

    Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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