About the client
Our client is a global investment bank and financial services firm. Their business has penetrated into different parts of the world, their trading volume has grown rapidly, and eager to expand further.
With the changing needs of the markets and commitment towards sustainable development & growth in the regions, they are currently looking for an experienced Compliance professional to join the team and sit in the Private Banking arm.
The role is based in Hong Kong.
Main Duties and Responsibilities
Reporting to the Compliance Director, you will be taking care of all compliance matters, acting as the subject matter expert, looking after HK, PRC and SG market.
You will be the representative in facing regulatory bodies, internal and external stakeholders. You will drive initiatives and manage regulatory compliance projects and ad hoc assignments.
Other Roles and Responsibilities
9+ years of compliance experience gained from Private Bank / Wealth Management arm, with solid AML and KYC experience and risk mindset.
As one of the main compliance representatives of the company, you must possess excellent presentation and communication skills.
Possess a strategic mindset, excellent risk awareness and being ethical. Embrace changes, fast-paced, flexible and open-minded.
Fluent in Cantonese, English and Mandarin.
What to Expect
and being a part of an Employee & Customer Centric Business that provides a large degree of autonomy to their management team and encourages creativity and development of new ideas.
Interest and Apply
Advance your career to the next level with this fantastic opportunity in Hong Kong. To further consult on this role, please reach out to Adrienne Lui via adrienne.lui springasia.com
Please note that only short-listed candidates will be notified. All information gathered will be treated in strict confidence and solely used for recruitment purposes.