Ref. : SFC / MGR / CF / DF / 180622
The key priority of this role is to contribute to the Commission’s work of regulating new listings and listed companies and enhancing the continuing development of a high quality corporate finance / listed company market in Hong Kong.
The role will involve assessing listing applications, identifying irregularities and checking for compliance with the legal and regulatory requirements.
This requires the ability to quickly understand the business of the applicant, assess the credibility of the disclosures and how consistent it is with all other available information sought and obtained from a wide variety of sources.
To qualify for this role, you should be a solicitor, professional accountant, or corporate finance practitioner with at least 3 years post-
qualification experience. You must have proven knowledge of corporate and securities practice in Hong Kong or overseas. Familiarity with Listing Rules and forensic work experience will be a definite advantage.
You should be able to analyze complex issues and support research into policy initiatives. You must have excellent interpersonal, presentation, and communication skills with good team spirit and a strong sense of responsibility and impeccable integrity.
An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua an advantage.