Hong KongPermanentResponsibilitiesBring a solid experience to benefit the Benchmark Fixings and Market Abuse communications surveillance frameworksPromptly undertake communications surveillance using oral and written communications surveillance toolsInvestigate and communicate issues arising from the surveillance activities, involving advisory compliance, and follow issues through full resolution with the business linesEscalate issues to CMS Management, ensuring regular and frequent communication on such issuesActively participate in regulatory and internal investigationsRequirementsStrong surveillance background from investment banksUniversity graduate with minimum 5 years of relevant experience in banking industryFluency in both English and Chinese (Mandarin and Cantonese) verbal and written includedEx-
trader candidates would be a plusStrong analytical skills and good team playerSolid product knowledge on structured products, equities, fixed income, currencies, commoditiesWhat's On OfferOffer attractive remuneration package and comprehensive fringe benefitsWell-
known brand name, sizeable companyExcellent career path - chance to move into managerial positionHigh internal mobility -
chance to move to regional offices or within compliance teamsContact : Ruby SoInterested parties, please contact Ruby So at +852 3907 0744 / email to r.
so gravitasgroup.com for a confidential discussion or click APPLY NOW.