Regulatory Compliance
Gravitas Recruitment Group
Hong Kong, Hong Kong
3天前

Job Highlights :

  • Promising career path
  • Competitive remuneration package
  • Excellent Opportunity
  • Job Responsibilities :

  • To prepare and retrieve information and documents in response to regulatory enquiries from regulators
  • Coordinating with other teams and to provide support in dealing with regulators
  • Contribute to other surveillance projects and other regulatory engagement projects
  • Suggest and implement improvements to enhance day to day work flow
  • Assist with other compliance related matters that might be assigned from the Head of Compliance
  • Requirements :

  • 7+ years of relevant compliance experience in financial institutions
  • Excellent knowledge of SFC regulations
  • Previous experience in Regulatory Compliance will be an ADVANTAGE

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