First Tier Investment Bank - Equities Compliance - Director
Gravitas Recruitment Group
Hong Kong, Hong Kong

Job Highlights :

  • Promising career path
  • Competitive remuneration package
  • Excellent Opportunity
  • Job Responsibilities :

  • Produces and to oversees the development of independent risk management reporting for specific areas of coverage
  • Provides subject matter expertise and assistance to related stakeholders and to developing and delivering training content
  • Identifies remediation plans and to performs analysis on FLU / CF-owned issues and control enhancements
  • Review internal and external operational loss events, including any development of remediation plans to strengthen controls, and approves where appropriate
  • Requirements :

  • 10+ years of compliance experience within financial institutions
  • Equities compliance background is a MUST
  • Experience in dealing with China market is PREFERRED
  • International background will be an ADVANTAGE
  • Our client offers attractive remuneration package to the right candidate. Interested parties please kindly reach out to Justin Chan at 3907 0744 by phone or by email to j.

    chan for a confidential discussion


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