About BNP Paribas in Asia Pacific ( www.apac.bnpparibas )
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860.
Currently with over 15,000 employees* and a presence in 14 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs.
It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 74 countries with more than 190,000 employees. It has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-
banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.
Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
BNP Paribas offers you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversity with focus on creating valuable relations with our customers.
We offer a competitive salary & benefits package and also an excellent work environment where you're valued as part of our team!
This role enables the candidate to join an established team enjoying strong relationships with business areas and Support Functions, and work in an experienced and professional environment to maintain a strong compliance culture within Global Markets Compliance team in APAC.
Specifically, the incumbent would support the GM Compliance Head and other GM Compliance team leads on all Financial Security Compliance issues relevant and related to the Global Markets business in APAC, and support the North Asia Regional GM (FXLM, Rates & PCM) Compliance Head to discharge compliance advisory services in GM (FXLM, Rates & Credit) and ALM Treasury businesses on a day-to-day basis.
and ensure consistency of approach and provide the necessary technical support to officers in the region with these objectives in mind.
Specifically, as an advisor covering the Financial Security related issues for the APAC GM Compliance team, and product advisory issues for GM (FXLM, Rates & PCM / ALMT) Compliance North Asia team, he / she will :
On the Financial Security Compliance side :
money laundering, sanctions, and anti-bribery area
On the GM (FXLM, Rates & PCM)side :
Competencies (Technical / Behavioral)
The incumbent will have knowledge in most if not all of the following asset classes :
OTC derivatives in Interest Rates Credit, Foreign Currency, Structured deposits
Subject specialism would also be useful, e.g. primary market activities, wall crossing, conflicts management, KYC and characterization requirements, suitability and client interest protection, sale of investment products, etc.
Relevant experience and strong knowledge in the area of Financial Security Compliance including anti-money laundering, sanctions, and anti-bribery.
Strong analytical and problem solving skills. Willing to learn, tenacious, hardworking and enthusiastic. The candidate must possess good communication and social skills to be a team player and work with all levels.
Independent minded, with good command of written and spoken English. Sound knowledge of Word, Excel and PowerPoint.
Specific Qualifications Required
Education : Undergraduate Degree
Experience : A minimum of 5 or more years of experience in the compliance department of a financial institution, with knowledge of fixed income products and / or capital market activities such as FI DCM or Syndicate.
Possess an excellent knowledge of Financial Security Compliance related areas, including local requirements and their practical applications into the Global Markets business.