George Miller Limited
Central and Western , Hong Kong
2d ago

Job Responsibilities

  • Handle all compliance issues, establish and maintain the Compliance Manual
  • Monitor activities to ensure that the whole operations complied with the legal and regulatory requirements
  • Develop compliance program and training to ensure regulatory compliance
  • Provide practical advice on compliance issues
  • Perform compliance checking to monitor the compliance status of the company
  • Review internal policies and procedures
  • Ensure company's operations meeting with all regulatory requirement and industry guideline and practices
  • Job Requirements

  • Bachelor degree holder preferably in Law or related disciplines
  • Strong knowledge of Banking Ordinance, Securities & Futures Ordinance and related Codes
  • Minimum 4 years' relevant experience in financial institution
  • Excellent command of written and spoken English and Mandarin
  • Solid experience in liaising and dealing with the regulators
  • Career Level : Middle

    Qualification : Degree

    Yr(s) of Exp : 4

    Industry : Human Resources Management / Consultancy

    Job Function : Banking / Finance >


    Professional / Legal Services >

    Legal & Compliance

    Salary : Not Specified

    Employment Type : Permanent, Full Time

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