Investor Services Senior Analyst, Securities Services
BNP Paribas Personal Finance
Hong Kong
2天前

Responsibilities

Make recommendations where improvement is identified to enhance Client / Investor satisfaction and improve efficiencies

Risk and Compliance :

Ensure department procedures, BNP internal controls, compliance and regulatory obligations are followed

Conduct :

Adhere to the BNP Code of Conduct and act accordingly internally, when facing clients and investors and escalate any irregularities where necessary

Complete all identified mandatory training

Technical & Behavioral Competencies

Working knowledge of FATCA and CRS in Cayman Islands, HK, BVI and Singapore

Team oriented individual who takes initiative and ownership of assigned responsibilities

Detail oriented, able to accurately process high volumes of activity

Ability to work under pressure with strong problem solving skills

Approachable and able to collaborate with other team members and provide assistance with KYC and AEOI related items

Flexible with a positive attitude and mind-set, and a role model for other staff

Possess the required level of conduct that is promoted by the organization

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