Manage the Anti-Money Laundering Compliance Department.
Develop and maintain AML / CFT compliance programs and control framework that are in compliance with local AML / CFT legislation;
rules and regulations issued by the HKMA and relevant authorities as well as relevant guidelines from Head Office.
Ensure day to day functions of AML Compliance are conducted effectively including, but not exclusively, AML / CFT governance;
customer name screening; transactions screening and approval functions; AML / CFT advisory and client risk assessment; AML / CFT transaction monitoring function.
Offer advice and recommendation to management in the area of AML / CFT compliance standard enhancement.
Provide advice to business / management on AML / CFT issues.
Communicate with Head Office on AML / CFT matters.
Liaise with internal and external auditors and regulators on AML / CFT matters.
Ensure the division is in compliance with the regulatory requirements as well as the internal compliance policies and guidelines including but not limited to anti-money laundering and counter-financing of terrorism.
Take up the regulatory role of an AML Compliance Officer and MLRO.
Degree holder in Law, Accounting or related disciplines
Minimum 15 relevant years of experience in compliance field with at least 5 years management experience in a sizable bank / financial institution and / or regulatory bodies
Possess good knowledge on banking operations, products and services
Self-motivated, independent with excellent communication and interpersonal skills
Good command of both spoken English and Chinese
Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.