Global Trading Solutions Control & Regulatory COO (VP)
Credit Suisse
Hong Kong, China

We Offer

  • You an opportunity as a Global Trading Solutions Control and Regulatory COO being based in Hong Kong.
  • You responsibilities in establishing and implementing key initiatives across the APAC Markets business.
  • You the ability in encouraging strong working relationships and cross teamwork in collaborating across Business Heads, Business COOs as well as key Corporate functions.
  • Your key roles and responsibilities of the position being :
  • You representing the division regionally and globally in key risk and control forums
  • Your design and implementation of key initiatives and you promoting a control environment. Your ability to challenge the norm and continued improvement of existing control and governance framework in line with regulatory expectations.
  • You accurately performing risk control assessments and control read-across of regulatory fines in the APAC region.
  • You leading and improving the Front Office Supervisory management and execution coordination.
  • You show casing the team in Firm global regulatory and control initiatives, which impacts Market. Along with your ability in leading project working groups.
  • You being a key teammate when taking care of regulatory authorities, incident investigations and critical issues, including preparing materials, co-ordination with key partners and ability to address regulatory / audit / compliance issues with expedience.
  • You Offer

  • Minimum 5 years’ experience in a global investment bank in control / risk functions.
  • A deep understanding of Markets businesses generally and knowledge of Products and / or HK regulations relating to Equities Trading an advantage.
  • Having a Business Manager or Internal Control Manager qualification an advantage.
  • Being self-motivated, a team collaborator, results orientated and passionate about Markets.
  • A real passion for improving, building and embracing change.
  • Ability to learn quickly with you having an investigative mentality in seeing issues at a high level as in detail.
  • Having a strong analytical, problem solving and you balancing multiple demands.
  • Strong awareness of controls and governance.
  • Ability to work in partnership and leading the coordination with business, business COOs and corporate functions in the region and globally.
  • Excellent proficiency, interpersonal and communication in English. With Chinese Mandarin and Cantonese advantageous.
  • Degree holder and meaningful post graduate qualifications CPA, CFA, MBA an advantage.
  • efc-ags1

    Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.


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