Ref. : SFC / SD / ENF / 180706
Reporting to the Executive Director, Enforcement, the successful candidate will oversee the functioning of the Commission’s Surveillance Team, including, but not limited to :
Detection of potential cases of market manipulation and insider dealing;
Identification of potential cases in which a disorderly market in a security appears to be developing for consideration of suspension of trading;
Identify and monitor listed companies in financial difficulties and to recommend inspections where necessary and when circumstances justify such;
Provision of expert statements in cases of market manipulation and insider dealing.
Has a deep understanding and detailed knowledge of the operations and regulations of the securities and futures markets in Hong Kong;
Analyst, research, trading and / or risk management experience relating to the securities and futures markets;
First class analytical, interpersonal, presentation, written and communication skills;
Must hold appropriate seniority and ability to command respect and build effective and collegiate partnerships;
Ability to lead and manage a large multi-disciplinary team;
Investigatory experience in the field of commercial crime;
Assertive / able to deal with challenge;
Knowledge of Putonghua would be an advantage.