Senior Director (Surveillance)
Securities and Futures Commission
Central, Hong Kong

Ref. : SFC / SD / ENF / 180706

Responsibilities :

Reporting to the Executive Director, Enforcement, the successful candidate will oversee the functioning of the Commission’s Surveillance Team, including, but not limited to :

  • Detection of potential cases of market manipulation and insider dealing;
  • Identification of potential cases in which a disorderly market in a security appears to be developing for consideration of suspension of trading;
  • Identify and monitor listed companies in financial difficulties and to recommend inspections where necessary and when circumstances justify such;
  • Provision of expert statements in cases of market manipulation and insider dealing.
  • Requirements :

  • Has a deep understanding and detailed knowledge of the operations and regulations of the securities and futures markets in Hong Kong;
  • Analyst, research, trading and / or risk management experience relating to the securities and futures markets;
  • First class analytical, interpersonal, presentation, written and communication skills;
  • Must hold appropriate seniority and ability to command respect and build effective and collegiate partnerships;
  • Ability to lead and manage a large multi-disciplinary team;
  • Investigatory experience in the field of commercial crime;
  • Assertive / able to deal with challenge;
  • Knowledge of Putonghua would be an advantage.
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