Manager, Wealth Management Business Control
Dah Sing Bank
Hong Kong
3天前

Reporting to Team Head, Wealth Management Business Control, you will be responsible for ensuring efficient and quality wealth management sales compliance activities in Retail Banking Division / Wealth Management Division.

Responsibilities

  • Develop and maintain the policies, procedures, guidelines, forms, scripts and FAQ related to wealth management business to ensure regulatory compliance and conduct regular review on such
  • Coordinate wealth management projects related to account opening, selling process enhancement, product suitability and regulatory compliance
  • Conduct sales process training to frontline staff, including new joiners and existing staff
  • Conduct wealth management products post-transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
  • To meet the challenge, you should have the following qualifications and attributes :

  • Degree holder
  • Minimum 5 years of relevant experience in banking industry
  • Professional licensing qualifications per local regulatory bodies requirement
  • Strong interpersonal, communication, coordination and analytical skills
  • Team player, able to work with all levels of staff
  • Self-initiative, able to work independently and under pressure
  • Good command of written and spoken English and Chinese
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