AML Compliance Assosciate Director M/F
CA Indosuez Wealth
29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong
7小时前

Entity

About Indosuez Wealth Management in Asia

Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore.

From these two locations, branches of

CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.

Business type

Types of Jobs - Compliance / Financial Security

Job summary

Outline of the Position :

  • Assist the Head of Compliance in overseeing the compliance functions of the Hong Kong Branch
  • Take charge of the AML review team
  • Key Responsibilities :

  • Support the Team Leader in the day-to-day handling of matters falling under AML monitoring & review;
  • Perform periodic client account review on existing clients;
  • Perform transaction monitoring on client accounts;
  • Perform clearance on PEP and adverse news screening;
  • Assist in preparing AML committee agenda;
  • Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank’s activities are in compliance with the latest regulatory requirements;
  • Participate in the Bank’s ad-hoc compliance projects and provide compliance support;
  • Handle staff enquiries on internal policies and procedures;
  • Handle staff enquires on internal rules and compliance issues.
  • City

    29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong

    Minimal education level

    Bachelor Degree / BSc Degree or equivalent

    Academic qualification / Speciality

    Degree in Business or related discipline

    Level of minimal experience

    Experience

  • 5 years compliance experience;
  • Prior working experience in KYC, AML and other regulatory aspects in the banking industry; experience in private banking will be an asset

    Required skills

  • Positive and self-motivated;
  • Good communication and interpersonal skills.

    Technical skills required

    AML, KYC and regulatory compliance knowledge

    Languages

  • Good command of spoken and written English and Chinese;
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