Vice President, Corporate Bkg Compliance, Legal,Compliance & Secretariat
DBS Bank
Queen's Road Central, Hong Kong, China
6天前

DBS is a leading financial services group in Asia, with over 280 branches across 18 markets. Headquartered and listed in Singapore, DBS has a growing presence in the three key Asian axes of growth : Greater China, Southeast Asia and South Asia.

The bank's capital position, as well as "AA-" and "Aa1" credit ratings, is among the highest in Asia-Pacific. DBS has been recognised for its leadership in the region, having been named Asia’s Best Bank by The Banker, a member of the Financial Times group, and Best Bank in Asia-

Pacific by Global Finance. The bank has also been named Safest Bank in Asia by Global Finance for ninie consecutive years from 2009 to 2017.

Responsibilities

  • Provide compliance advice, interpretation and recommendations on regulations and policies to Institutional Banking Group ( IBG ) on day-
  • to-day operation as well as new products and business initiatives.

  • Work closely with Business Units (BUs) and other compliance teams to establish and implement appropriate compliance policies and procedures, particular on those relevant to IBG.
  • Handle compliance and regulatory assignments such as complaint handling, regulatory enquiries, regulatory examination and other ad hoc project.
  • Assess training needs and conduct compliance related training for IBG BUs.
  • Act as the main interface and foster good relations with BUs and various regulatory authorities.
  • Work with relevant BUs to ensure that compliance Issues within IBG is being appropriately evaluated, investigated and resolved.
  • Requirements

  • A degree in Law, Finance, Accountancy or related professional qualifications is a definite advantage
  • Minimum 4 years’ experience in compliance, legal or audit department of a bank or licensed financial institution; or relevant financial supervisory body;
  • or a professional legal or audit / accountancy firm with experience in banking or financial services

  • Hands-on knowledge on banking and financial sector laws and regulations, compliance best practices, as well as products and operations of corporate banking business.
  • Priority will be given to candidates with compliance experience in corporate banking field.
  • Ability to build rapport and trust with BU / SUs while maintaining independent compliance judgment
  • Ability to identify problems, recommend solutions and make timely escalation to management as appropriate.
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