Executive/Officer, Legal and Compliance (legal focus)
Convoy Global Holdings Limited
Wan Chai, Hong Kong, HK

As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best advices and service to help customers investing in their future.

Due to our business expansion, we are looking for high calibre candidates to share our vision and venture our success.

Purpose :

Assisting the administration of the LCD and all legal matters of the Group and its member entities. Further, the candidate may need to act as a back up person for the Group Legal Counsel.

Responsibilities :

  • Provide legal research and basic advice.
  • Handle day-to-day legal duties on daily operations.
  • Prepare and review legal documents.
  • Liaise with external legal counsels where necessary
  • Work with the Compliance Team relating to any legal and compliance issue.
  • Liaise with enforcement agencies including Police and regulators.
  • Assist any ad hoc project.
  • Requirements :

  • University graduate in Law, Finance, Accounting, or equivalent.
  • 2 years’ relevant experience in financial industry is preferred (but not a must). Fresh graduates are welcome.
  • Logical thinking with strong sense and knowledge on regulatory requirements.
  • Good command of written & spoken English and Chinese, Mandarin a plus.
  • Proficiency in PC skills and MS office applications, such as Excel and MS Word.
  • Responsible, trustworthy with positive attitude, high integrity and a good team player.
  • Mature and able to work independently
  • Candidates with growth mindset and willingness to learn a must.
  • Candidates with less experience will be considered a junior role as Executive.
  • We offer competitive remuneration including career prospects to the right candidate.


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