About the Position
We are looking for a responsible Compliance Analyst to help our teams stay in compliance with trading activity, reporting, and communications.
In this important role, you’ll help to make sure our colleagues in the Hong Kong office are operating within the law and satisfying local, APAC, and international regulations.
The regulatory landscape within our industry is complex and constantly evolving. You’ll be an integral part of our Legal and Compliance team as we discuss and interpret new rules, educate colleagues on relevant changes, and update firm policies and procedures as needed.
You’ll also monitor activity across the firm to make sure we continue to meet our high standards.
The right person for this position will have strong interpersonal skills and enjoy working with members of several different teams.
They will also be able to explain detailed processes clearly and effectively to a wide range of colleagues across the firm.
This role sits within our Legal and Compliance team, a dedicated group of analysts who share a deep understanding of the law, a meticulous commitment to regulatory protocol, and a passion for protecting our colleagues as they focus on their daily work.
Our Hong Kong office has grown substantially over the past few years. In this role, you’ll help to ensure our trading activity and operations continue to grow responsibly with it.