Diploma holder or above, major in business related disciplines.
1- 3 years relevant experience in Brokerage / Financial industry
With knowledge in financial products, KYC and AML.
Good command of spoken and written Chinese, English and Mandarin.
Proficiency in MS Word and Excel.
Self-motived, hardworking and ability to work under pressure.
Assist the Head of Settlement Head to perform the routine operation work for Settlement Department.
Coordinate with services providers and internal parties to ensure smooth operation.
Perform client account maintenance and ensure information is accurately and timely updated, reviewed and documented.
Perform client onboarding review, KYC and AML checking, ensure client account documentations comply with internal guidelines and regulatory requirement.
Perform client due diligence and prepare information required for CRS and FATCA reporting.
Prepare reports for management review.
Assist in administrative works and ad hoc work of the Department.