Business Operational Risk Manager, Corporate Finance, GCNA-(2000004669)
Greater China and North Asia-Hong Kong-Hong Kong
Ongoing We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation.
This in turn helps us to provide better support to our broad client base. The Role Responsibilities
Together with the existing Regional Corporate Finance (CF) Business Operational Risk Manager (BORM), have primary responsibility for performance of 1st line assurance testing (CSTs, KCIs, KRIs) in GCNA region (Hong Kong based) - gathering samples and documentation, conducting tests, investigation and reporting of exceptions and escalation to business heads, COOs and SOROs as appropriate, logging in EORP and resolution of material exceptions, events and issues;
Develop and maintain Residual Risk assessments at local level where relevant for CF under Operational Risk Framework.
Act as representative for the CF businesses at country / regional BORFs and CORCs.
Perform quality assurance reviews and peer reviews on behalf of CF COO / Regional COO or specific CF business heads
Perform specific assignments at request of CF COO / Regional COO, particularly in relation to process, control, risk, infrastructure matters.
Facilitate and co-ordinate internal and external reviews of CF in GCNA (GIA / regulator / compliance reviews etc) including gathering of required documents and coordinating responses and action plans.
Investigation, logging and monitoring of Ops Risk issues, events and Ops Losses, including development and implementation of action plans.
Support the Regional Business Heads in all process, control, risk, infrastructure matters
Facilitate appropriate interaction between CF business units and support and control functions at local / regional level, including Legal, Compliance, Risk functions, Finance, Operations and any others as required to deliver efficient business and transaction support.
Help facilitate transactional approvals where relevant and assist business in following all relevant approval processes.
Coordinate the preparation, review and renewal of any Country Addenda in GCNA region under PPGs for CF businesses (with the BPMs).
Conduct training and briefings to CF business teams related to relevant Policy, Process and Control requirements
Our Ideal Candidate
A broad understanding of core banking products offered to CIB clients
Relevant Investment, Corporate or Commercial Banking or Principal Finance experience, in particular a background in Corporate Finance, Wealth Management, Capital Markets, Relationship Management, or FM Sales or Structuring.
Alternatively, a background or experience in Operational Risk, Credit or Market Risk, Assurance, Audit, Legal, Compliance, Finance or Operations.
Interpersonal skills in networking, communication and influence are likely to be important in a multifunctional and multicultural team environment
Excellent analytical skills
A focused individual who is an excellent communicator with good numerical skills, who has the ability to influence others by showing initiative and creativity.
Ability to identify process and control weaknesses, and opportunities to improve operating procedures, risk management and business infrastructure.
Project management and / or change management skills would be an advantage