Internal Audit - Investment Management Auditor - Senior Manager / Vice President
Morgan Stanley
Hong Kong, Hong Kong
source : eFinancialCareers

Team Profile :

The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes.

We evaluate the adequacy and effectiveness of the Firm's internal controls using methodology developed from professional auditing standards and assists in monitoring the Firm's compliance with internal policy, laws and regulations.

We are part of a global team with presence in the Americas, Europe and Asia. We are represented by a diverse skill set across different business silos, including Investment Management (IM), legal and compliance, risk management, operations, finance, and technology who work together to identify, monitor, assess and report on the control environment of the Firm.

About The Role :

Morgan Stanley is seeking an experienced Senior Manager / Vice President to join IAD in Asia to cover Morgan Stanley Investment Management (IM).

The successful candidate will be responsible for performing audit coverage of IM's Public and Private side businesses throughout Asia.

The candidate should be familiar with investment management process.

Your primary responsibilities will include :

  • Support the IM Audit team in performing risk assessments, planning, execution and reporting of regional and global audits.
  • Perform audit testing and provide recommendations on how to improve internal controls and governance processes.
  • Meet with key stakeholders both within and outside IAD to monitor and assess risk within the respective IM businesses.
  • Represent Internal Audit via attending working groups, committees and other forums as part of ongoing continuous monitoring assurance activities.
  • Develop a strong understanding of business processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions.
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