Head of Risk & Compliance
Chandler Macleod Asia
All Hong Kong, Australia
source : JXT

Job Duties

  • You will oversee the overall compliance monitoring and KYC function of the company.
  • Advise on compliance aspects relating to business, client onboarding, licensing and related matters
  • Ensure all activities in the company are in compliance by assessing impact of regulatory changes and advise on updating compliance policies and procedures in accordance with the relevant laws, guidelines and regulatory requirements, stay up to date on any regulatory changes, and ensure that any business is compliant with existing / new regulations
  • Monitor the dealing activities perform transaction surveillance
  • Prepare and maintain an annual Compliance training plan which addresses employee needs and Compliance requirements
  • Requirements

  • University degree preferably in law, finance, accounting or related disciplines
  • At least 10+ years of solid compliance advisory experience from the banks / NBFIs
  • Macau PR is a MUST
  • Good command of spoken and written English and Chinese
  • Interested parties please click "Apply Now" or contact Queenie Sin on +852 2833 4197 for more information.

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