You will oversee the overall compliance monitoring and KYC function of the company.
Advise on compliance aspects relating to business, client onboarding, licensing and related matters
Ensure all activities in the company are in compliance by assessing impact of regulatory changes and advise on updating compliance policies and procedures in accordance with the relevant laws, guidelines and regulatory requirements, stay up to date on any regulatory changes, and ensure that any business is compliant with existing / new regulations
Monitor the dealing activities perform transaction surveillance
Prepare and maintain an annual Compliance training plan which addresses employee needs and Compliance requirements
University degree preferably in law, finance, accounting or related disciplines
At least 10+ years of solid compliance advisory experience from the banks / NBFIs
Macau PR is a MUST
Good command of spoken and written English and Chinese
Interested parties please click "Apply Now" or contact Queenie Sin on +852 2833 4197 for more information.