Compliance Manager (SFC Type 1, 4, 6 and 9)
Financial Service Company
Hong Kong, Hong Kong
2天前

Description Job Responsibilities : Direct reporting to the CEO in all kinds of corporate matters. Provide day to day regulatory advice and guidance on rules and internal policies Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards Review policies, procedures, marketing materials and customer correspondence Job Requirements : Minimum of 3-

5 years of Securities / Asset Management experience or relevant financial institutions Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements Experience in handling some types of SFC Type 1, 4, 6 and 9 will also be considered.

Able to communicate in English, Cantonese and Mandarin Country Hong Kong Company Financial Service Company Salary US$50,000 -

US$90,000 Working Hours Full-Time Contract Permanent Categories Compliance / AML Industries

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