VICE PREZ - Asset Management Compliance (Banking)
Charterhouse
Hong Kong
4天前
source : Lulujobs.com

Duties Analyze investment team PE amp Asset Management in maintaining an effective compliance and control system Provide compliance advice and support to the other Asset Management businessesLiaise with other compliance teams on other investment management businesses Ensure the Asset Management business operates in compliant within Fund Manager Code of Conduct and SFORequirements Bachelor rsquo s Degree in relevant disciplinesMin 6 years relevant experience in financial institutions Knowledge of the financial markets and investment products Good knowledge of SFC rulesSpoken and written Chinese and English including Mandarin

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