Senior Manager Markets Compliance - Global Investment Bank
Michael Page
Hong Kong, Hong Kong
16小时前
source : eFinancialCareers

My client is an international well known boutique investment bank. They have business in asset management, private bank, and capital markets.

They have over 100 staff in Hong Kong.

Description

  • Report directly to the HK Head of Compliance whilst working alongside other colleagues
  • responsible for performing second line of defence compliance program duties including reg change management, risk assessment, and monitoring and testing
  • provide capital markets compliance advisory to the business
  • perform trade surveillance duties when necessary
  • Profile

  • bachelor degree
  • 5-7+ years in compliance specifically compliance testing and / or global markets compliance advisory
  • must have product knowledge in fixed income, commodities, currencies, and equities
  • must be articulate in English and Chinese
  • Job Offer

  • great work life balance
  • broad exposure into capital markets compliance
  • great medical benefits
  • To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 9520.

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