Senior Manager Markets Compliance - Global Investment Bank
Michael Page
Hong Kong, Hong Kong
source : eFinancialCareers

My client is an international well known boutique investment bank. They have business in asset management, private bank, and capital markets.

They have over 100 staff in Hong Kong.


  • Report directly to the HK Head of Compliance whilst working alongside other colleagues
  • responsible for performing second line of defence compliance program duties including reg change management, risk assessment, and monitoring and testing
  • provide capital markets compliance advisory to the business
  • perform trade surveillance duties when necessary
  • Profile

  • bachelor degree
  • 5-7+ years in compliance specifically compliance testing and / or global markets compliance advisory
  • must have product knowledge in fixed income, commodities, currencies, and equities
  • must be articulate in English and Chinese
  • Job Offer

  • great work life balance
  • broad exposure into capital markets compliance
  • great medical benefits
  • To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 9520.


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