My client is an international well known boutique investment bank. They have business in asset management, private bank, and capital markets.
They have over 100 staff in Hong Kong.
Report directly to the HK Head of Compliance whilst working alongside other colleagues
responsible for performing second line of defence compliance program duties including reg change management, risk assessment, and monitoring and testing
provide capital markets compliance advisory to the business
perform trade surveillance duties when necessary
5-7+ years in compliance specifically compliance testing and / or global markets compliance advisory
must have product knowledge in fixed income, commodities, currencies, and equities
must be articulate in English and Chinese
great work life balance
broad exposure into capital markets compliance
great medical benefits
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 9520.